Shorter settlement times may have helped avert serious liquidity problems
Regulated funds are the natural bridge to allow individuals greater access
Seven defendants were accused on Friday of stealing $214mn from US investors
Acting regulator chair says it will review submissions to use Vanguard-pioneered structure
Donald Tang says management of fast-fashion retailer has yet to discuss price tag ahead of long-planned flotation
Regulator claimed now-deceased lawyer was improperly exempt from internal rules on handling non-public information
Even the most advanced financial engineering may not be able to solve the almost immutable laws of financial markets
SEC questions how fund will maintain liquidity and value debt as product begins trading
Beijing’s securities regulator concerned about IPOs of companies with small capitalisation and weak fundamentals
House Democrats urge Securities and Exchange Commission to safeguard agency’s data
Decision needs commissioner approval but suggests friendlier approach to digital assets under Trump
There is a real opportunity to take this industry forward by creating a sensible regulatory framework
Regulator’s rules are part of broader effort to rein in power of largest fund managers
US regulator’s move follows a sharp fall in support for environmental and social resolutions
New research shows uneven improvements in Bangladesh factory labour standards
Esma chair says national pushback to harmonising rules risks undermining its push to become a European SEC
Hedge fund manager suggested healthcare group could be inflating its profits
Proposed funds are among multiple cryptocurrency ETFs filed in wake of Trump’s victory
Securities and Exchange Commission overturns guidance that made it costly to hold digital assets for clients
Industry trying to rebuild its reputation frets over potential conflicts of interest and investor losses
Regulator says Trump ally got $150mn discount by not disclosing stake in social media group on time
Broker agrees $45mn settlement as part of data breach while Blackstone and KKR among those penalised by US regulator
Regulator found that the businessman had failed to disclose the signing of two settlement deals while CEO
The crypto sector cheered Donald Trump’s election in the US — what’s next?
Regulator has been accused of piling pressure on companies with a flurry of rulemaking
